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Rules of Practice 1994 (S.R. 1994, No. 229)
|Requested: 28 Mar 2017|
|Consolidated as at: 17 Mar 2006|
67. Controlled fund operator
(1) A fund operator must not operate as a controlled fund operator unless it is registered with the Society.
(2) A fund operator may apply to the Society to register a fund operator as a controlled fund operator.
(3) An application is to be
(a) in writing; and
(b) lodged with the Executive Director.
(4) The Society is to register a fund operator as a controlled fund operator if it is satisfied that the fund operator will comply with the provisions of this Part.