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Rules of Practice 1994 (S.R. 1994, No. 229)
|Requested: 28 Jun 2017|
|Consolidated as at: 17 Mar 2006|
68. Control of fund operators by practitioners
(1) A legal practitioner must not allow a fund operator to
(a) carry on business in that legal practitioner's office; or
(b) be represented by a member of that legal practitioner's firm in any dealing with an investor.
(2) Subrule (1) does not apply to a fund operator that is exempt from or complies with the provisions of the Corporations Act in relation to its activities.